Private Placement of Securities

What is Private Placement of Securities?

Private placement is an offering of securities not to the public, but directly to an individual or a small group of investors. Private placements of securities are generally considered a cost-effective way for closely held businesses to raise capital without going through an initial public offering (IPO). Private placement are considerably less expensive and time consuming than IPOs, they enable business owners to hand-pick investors and unlike public stock offerings, enable closely held businesses to maintain their private status.

Why choose The Bond Law Firm for your private placements?

The Bond Law Firm, PLLC has three decades of expertise in private placement financings, particularly in privately funded energy industry investment transactions. We have successfully concluded hundreds of private placement transactions structured to comply with both state and federal private offering exemptions. Through these fundings our clients have gained access to capital investment from sophisticated individual, family office, and institutional investors from throughout the United States.

In connection with these private placement transactions we advise our clients on the capital structure of the corporation, limited liability company or partnership, and bring years of experience to the preparation of the essential legal documents such as the shareholder, limited liability company or partnership agreements.

We advise our clients on the tax and securities law aspects of structuring and documenting equity compensation for management. We also assist our clients in negotiating agreements with financial advisors or bankers who are engaged by the company in connection with the private placement transaction and in confirming that the financial representative is properly qualified and registered.